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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-25 |
| NY | RA | APPROVED | 2024-07-02 |
Branch Locations
22 Montgomery Street Suite C, Middletown, NY 10940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brooks Funeral Home | Newburgh | NY | 07/2020 | 05/2022 |
| Equitable Advisors, Llc | New York | NY | 03/2024 | Present |
| Smith, Seama & Quackenbush, Inc. Funeral Homes | Highland Mills | NY | 06/2022 | 08/2022 |
| Fifth Avenue Financial | New York | NY | 10/2023 | 12/2023 |
| Flowers By David Anthony | Highland Mills | NY | 07/2023 | 09/2024 |
| Securities Of America | New York | NY | 01/2023 | 12/2023 |
| Suny Plattsburgh | Plattsburgh | NY | 08/2019 | 05/2023 |
| Our Lady Of Lourdes | Poughkeepsie | NY | 09/2015 | 06/2019 |
| Unemployed | New Windsor | NY | 07/2019 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-01 |
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