Maxwell Andrew Morais

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2021 → 04/2023
  First Republic Investment Management, Inc.
  San Francisco, CA
• 01/2023 → 04/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 03/2021 → 05/2021
  Vespera Resort On Pismo Beach
  Pismo Beach, CA
• 07/2019 → 03/2021
  Vespera On Ocean
  Pismo Beach, CA
• 06/2019 → 07/2019
  Unemployed
  San Luis Obispo, CA
• 04/2017 → 06/2019
  California Polytechnic State University
  San Luis Obispo, CA
• 06/2016 → 04/2017
  Abercrombie & Fitch
  San Luis Obispo, CA
• 08/2015 → 06/2019
  California Polytechnic State University
  San Luis Obispo, CA
• 04/2023 → Present
  Morgan Stanley Smith Barney Llc
  San Francisco, CA

Exams

• S66 Uniform Combined State Law Examination
  2024-08-16