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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-24 |
Branch Locations
1030 Nevada Street Suite 203, Redlands, CA 92374 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Albuquerque | NM | 01/2023 | 04/2025 |
| Veterinaria El Ganadero | Nuevo Casas Grandes | 08/2016 | 05/2018 | |
| Green Fox Landscape Supply | Las Cruces | NM | 06/2018 | 07/2018 |
| University Of New Mexico | Albuquerque | NM | 08/2018 | 12/2018 |
| University Of New Mexico | Albuquerque | NM | 08/2018 | 12/2019 |
| N/A | Albuquerque | NM | 01/2019 | 01/2019 |
| Food And Water Watch | Albuquerque | NM | 02/2019 | 05/2019 |
| Veterinaria El Ganadero | Nuevo Casas Grandes | 06/2019 | 08/2019 | |
| N/A | Albuquerque | NM | 08/2019 | 11/2019 |
| Kelly Services | Albuquerque | NM | 11/2019 | 12/2019 |
| Nm Solar Group | Albuquerque | NM | 12/2019 | 12/2020 |
| Rio Grande Community Development Corporation | Albuquerque | NM | 09/2020 | 06/2022 |
| New Mexico Environmental Law Center | Albuquerque | NM | 06/2022 | 01/2023 |
| Valic Financial Advisors, Inc. | Plano | TX | 04/2025 | 08/2026 |
| Agia | Houston | TX | 04/2025 | 08/2026 |
| Voya Financial Advisors | Albuguerque | NM | 08/2026 | Present |
RENTAL PROPERTY POSITION: Landlord NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: Albuquerque NM 87108, United States DESCRIPTION: Maintain property and communicate with tenant as needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-19 |
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