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Tammy Lyn Niemann

Ellenbecker Investment Group

Waukesha, WI

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Current Employers
Ellenbecker Investment Group

N21 W23350 Ridgeview Parkway, Waukesha, WI 53188 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-03-20
  • WI RA
    APPROVED
    Since 2023-03-20

Branch Locations

N21 W23350 Ridgeview Parkway, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ellenbecker Investment Group, Inc. Pewaukee WI 10/2022 Present
Prosperity Mortgage Dealfield WI 06/2022 10/2022
Wintrust Financial Menomonee Falls WI 08/2020 06/2022
Associated Bank Menomonee Falls WI 10/2006 08/2020
  • 10/2022 → Present
    Ellenbecker Investment Group, Inc.
    Pewaukee, WI
  • 06/2022 → 10/2022
    Prosperity Mortgage
    Dealfield, WI
  • 08/2020 → 06/2022
    Wintrust Financial
    Menomonee Falls, WI
  • 10/2006 → 08/2020
    Associated Bank
    Menomonee Falls, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-20
  • S65 Uniform Investment Adviser Law Examination
    2023-03-20
Other Names
  • Tammy Lyn Jorgensen

View on SEC IAPD

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Other Investors

BRIAN VICTOR LEHKY
MARK RICHARD MIRSBERGER
MIKHAIL I ALKHAZOV
STEVEN ALLEN JAEGER
NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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