Christopher Jon Rosenau

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2026-06-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jpmorgan Chase Bank	Eden Prairie	MN	01/2023	05/2023
J.P. Morgan Securities Llc	Eden Prairie	MN	01/2023	05/2023
U.S. Bank	Robbinsdale	MN	04/2015	12/2022
Allianz Life Insurance Company Of North America	Minneapolis	MN	07/2023	03/2024
Allianz Life Financial Services, Llc	Minneapolis	MN	07/2023	03/2024
Wells Fargo Clearing Services, Llc	Fridley	MN	03/2024	05/2026
Wells Fargo Bank, Na	Fridley	MN	03/2024	05/2026
U.S. Bank	Saint Paul	MN	06/2026	Present
U.S. Bancorp Advisors, Llc	Saint Paul	MN	06/2026	Present

01/2023 → 05/2023

Jpmorgan Chase Bank

Eden Prairie, MN
01/2023 → 05/2023

J.P. Morgan Securities Llc

Eden Prairie, MN
04/2015 → 12/2022

U.S. Bank

Robbinsdale, MN
07/2023 → 03/2024

Allianz Life Insurance Company Of North America

Minneapolis, MN
07/2023 → 03/2024

Allianz Life Financial Services, Llc

Minneapolis, MN
03/2024 → 05/2026

Wells Fargo Clearing Services, Llc

Fridley, MN
03/2024 → 05/2026

Wells Fargo Bank, Na

Fridley, MN
06/2026 → Present

U.S. Bank

Saint Paul, MN
06/2026 → Present

U.S. Bancorp Advisors, Llc

Saint Paul, MN

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-20
S63	Uniform Securities Agent State Law Examination	2023-03-23

Other Firms