Luc James Marshall

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2022 → 01/2023
  First Republic Investment Management, Inc
  San Francisco, CA
• 01/2023 → 05/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 08/2021 → 03/2022
  Peet's Coffee
  Scott's Valley, CA
• 04/2020 → 07/2022
  Cvs Health
  Santa Cruz, CA
• 07/2019 → 09/2019
  Peet's Coffee
  Oakland, CA
• 09/2018 → 06/2019
  Perk Coffee - Ucsc Dining
  Santa Cruz, CA
• 09/2019 → 02/2020
  Perk Coffee - Ucsc Dining
  Santa Cruz, CA
• 07/2017 → 08/2018
  Peet's Coffee
  El Cerrito, CA
• 12/2011 → 06/2017
  Student (Elementary, Middle School Through High School)
  El Cerrito, CA
• 05/2023 → Present
  Morgan Stanley
  San Francisc, CA

Exams

• S66 Uniform Combined State Law Examination
  2023-11-27