Lene N Thompson

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-02-03
CA	RA	APPROVED	2024-07-10

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
First Republic Investment Management, Inc.	San Francisco	CA	10/2021	07/2023
First Republic Securities Company, Llc	San Francisco	CA	01/2023	07/2023
Abbot Downing	San Francisco	CA	06/2017	09/2021
Wells Fargo	Mill Valley	CA	07/2014	06/2017
J.P. Morgan Securities Llc	San Francisco	CA	03/2024	Present
Jpmorgan Chase Bank, N.A.	San Francisco	CA	07/2023	Present

10/2021 → 07/2023

First Republic Investment Management, Inc.

San Francisco, CA
01/2023 → 07/2023

First Republic Securities Company, Llc

San Francisco, CA
06/2017 → 09/2021

Abbot Downing

San Francisco, CA
07/2014 → 06/2017

Wells Fargo

Mill Valley, CA
03/2024 → Present

J.P. Morgan Securities Llc

San Francisco, CA
07/2023 → Present

Jpmorgan Chase Bank, N.A.

San Francisco, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-07-09

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