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Nicole Mimice Beck

Wells Fargo Clearing Services, LLC

Canby, OR

Vancouver, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2023-06-15
WA RA APPROVED 2023-06-15
  • OR RA
    APPROVED
    Since 2023-06-15
  • WA RA
    APPROVED
    Since 2023-06-15

Branch Locations

150 Nw 2Nd Ave, Canby, OR 97013 • United States

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Canby OR 01/2023 Present
Wells Fargo Bank, Na Canby OR 12/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-15
S63 Uniform Securities Agent State Law Examination 2023-04-18
  • S65 Uniform Investment Adviser Law Examination
    2023-06-15
  • S63 Uniform Securities Agent State Law Examination
    2023-04-18
Other Names
  • Nicole Mimice Hummel
  • Nicole Mimice Loyear
  • Nicole M Beck

View on SEC IAPD

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LPL FINANCIAL LLC · CANBY, OR
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4:8 FINANCIAL · CANBY, OR
J.P. MORGAN SECURITIES LLC · CANBY, OR
CETERA INVESTMENT ADVISERS LLC · CANBY, OR

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