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Mary Kathryn Shelton Fitzpatrick

Rockefeller Financial LLC

Dallas, TX

CRD 7684286

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-30
  • TX RA
    APPROVED
    Since 2025-07-30

Branch Locations

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Dallas TX 01/2023 07/2025
University Of Alabama Tuscaloosa AL 08/2018 05/2022
Louise S. Mcgehee School New Orleans LA 08/2003 05/2018
Iberia Bank New Orleans LA 06/2020 08/2020
Unemployed Dallas TX 05/2022 01/2023
Rockefeller Financial Llc Dallas TX 07/2025 Present
  • 01/2023 → 07/2025
    Raymond James & Associates, Inc
    Dallas, TX
  • 08/2018 → 05/2022
    University Of Alabama
    Tuscaloosa, AL
  • 08/2003 → 05/2018
    Louise S. Mcgehee School
    New Orleans, LA
  • 06/2020 → 08/2020
    Iberia Bank
    New Orleans, LA
  • 05/2022 → 01/2023
    Unemployed
    Dallas, TX
  • 07/2025 → Present
    Rockefeller Financial Llc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-02
  • S66 Uniform Combined State Law Examination
    2023-11-02
Other Names
  • Marykathryn S Fitzpatrick

View on SEC IAPD

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