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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tax & Financial Group | Newport Beach | CA | 03/2023 | 07/2023 |
| Securian Financial Services Inc | St Paul | MN | 03/2023 | 07/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 03/2023 | 07/2023 |
| Unemployed | Trabuco Canyon | CA | 08/2022 | 01/2023 |
| University Of Oregon | Eugene | OR | 09/2021 | 08/2022 |
| Americor Financial | Irvine | CA | 06/2021 | 09/2021 |
| University Of Oregon | Eugene | OR | 10/2020 | 06/2021 |
| 24 Carrots Catering | Costa Mesa | CA | 04/2018 | 10/2020 |
| Cabana Dave's Catering | Livermore | CA | 02/2017 | 08/2017 |
| Tesoro High School | Rancho Santa Margarita | CA | 08/2017 | 04/2018 |
| Livermore Valley Charter Preg Hs | Livermore | CA | 01/2014 | 01/2017 |
| Securian Financial Services | Saint Paul | MN | 07/2023 | 08/2023 |
| Tax & Financial Group | Newport Beach | CA | 07/2023 | Present |
| Cetera Wealth Services, Llc | Newport Beach | CA | 08/2023 | 08/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2024 | 08/2025 |
| Osaic Wealth, Inc. | San Clemente | CA | 09/2025 | Present |
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 04/2024; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: TAX AND FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-03-09 |
| S65 | Uniform Investment Adviser Law Examination | 2024-01-29 |
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