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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services | Saint Paul | MN | 01/2023 | 08/2023 |
| Minnesota Life Insurance Company | Saint Paul | MN | 01/2023 | 08/2023 |
| Mid Atlantic Resource Group | Wall | NJ | 01/2023 | 08/2023 |
| Primitive Axe | Glassboro | NJ | 05/2021 | 05/2022 |
| Il Forno A Legna | Rahway | NJ | 05/2021 | 12/2021 |
| Rowan University | Glassboro | NJ | 09/2018 | 05/2022 |
| Woodbridge High School | Woodbridge | NJ | 09/2014 | 06/2018 |
| Unemployed | Port Reading | NJ | 06/2022 | 01/2023 |
| Pruco Securities Llc | Basking Ridge | NJ | 08/2023 | 11/2024 |
| N/A | Port Reading | NJ | 06/2018 | 09/2018 |
| The Prudential Insurance Company Of America | Basking Ridge | NJ | 01/2024 | Present |
| Lpl Enterprise, Llc | Basking Ridge | NJ | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-19 |
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