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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-28
PA RA APPROVED 2023-06-16
  • TX RA
    APPROVED
    Since 2023-06-28
  • PA RA
    APPROVED
    Since 2023-06-16

Branch Locations

2400 Ansys Drive Suite 301, Canonsburg, PA 15317 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Canonsburg PA 01/2023 Present
Pomegranate Catering Llc Dba The Forge Pgh Pittsburgh PA 01/2020 Present
Wigle Whiskey Pittsburgh PA 06/2021 06/2022
Drexel University Philadelphia PA 08/2019 06/2021
Duquesne University Pittsburgh PA 08/2015 08/2018
University Of Pittsburgh Pittsburgh PA 06/2016 08/2019
Eastern Area Prehospital Services Pittsburgh PA 06/2015 03/2017
  • 01/2023 → Present
    Canonsburg, PA
  • 01/2020 → Present
    Pomegranate Catering Llc Dba The Forge Pgh
    Pittsburgh, PA
  • 06/2021 → 06/2022
    Wigle Whiskey
    Pittsburgh, PA
  • 08/2019 → 06/2021
    Drexel University
    Philadelphia, PA
  • 08/2015 → 08/2018
    Duquesne University
    Pittsburgh, PA
  • 06/2016 → 08/2019
    University Of Pittsburgh
    Pittsburgh, PA
  • 06/2015 → 03/2017
    Eastern Area Prehospital Services
    Pittsburgh, PA
Other Businesses

I help out a couple of times a week at my family's restaurant, The Forge, which is a DBA under Pomegranate Catering LLC in Pennsylvania. This business is not investment related. This business is registered at 302 Edgewood Road, Pittsburgh, PA, 15221 and does business at 3345 Penn Avenue, Pittsburgh, PA, 15201. This is a restaurant. I help out with some bartending and administrative duties. I have been involved with the business since 2016 but have been compensated since 01.2020. I am there approximately 40 hours a month. I devote zero hours to the other business during securities trading hours. My duties include waiting on guests, managing a schedule, inventory, and general logistics.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-16
  • S66 Uniform Combined State Law Examination
    2023-06-16

View on SEC IAPD

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