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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-17
  • TX RA
    APPROVED
    Since 2024-01-17

Branch Locations

5101 S Custer Rd, Mckinney, TX 75070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Plano TX 01/2023 10/2023
Wells Fargo Bank, Na Plano TX 01/2023 10/2023
Axis Bank Ltd. Mumbai 03/2019 09/2021
Silva Bottling Company Pune 08/2010 02/2019
Silva Bottling Company Pune 12/2021 10/2022
Unemployed Plano TX 10/2021 10/2021
Savoy Development Llc Plano TX 11/2021 12/2022
Jpmorgan Chase Bank (Tx) Allen TX 11/2023 Present
J.P. Morgan Securities Llc Allen TX 11/2023 Present
  • 01/2023 → 10/2023
    Plano, TX
  • 01/2023 → 10/2023
    Wells Fargo Bank, Na
    Plano, TX
  • 03/2019 → 09/2021
    Axis Bank Ltd.
    Mumbai
  • 08/2010 → 02/2019
    Silva Bottling Company
    Pune
  • 12/2021 → 10/2022
    Silva Bottling Company
    Pune
  • 10/2021 → 10/2021
    Unemployed
    Plano, TX
  • 11/2021 → 12/2022
    Savoy Development Llc
    Plano, TX
  • 11/2023 → Present
    Jpmorgan Chase Bank (Tx)
    Allen, TX
  • 11/2023 → Present
    Allen, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-08
S63 Uniform Securities Agent State Law Examination 2023-03-17
  • S65 Uniform Investment Adviser Law Examination
    2023-04-08
  • S63 Uniform Securities Agent State Law Examination
    2023-03-17
Other Names
  • Soheb Shabbir Masani
  • Soheb Masani

View on SEC IAPD

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