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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26

Branch Locations

908 Taylorville Rd, Ste 100, Grass Valley, CA 95949 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2023 04/2026
Layton Construction Company Roseville CA 12/2017 01/2023
Streamline Construction Grass Valley CA 09/2015 12/2017
Lpl Financial Llc Grass Valley CA 04/2026 Present
Mariner Independent Advisor Network Overland Park KS 04/2026 07/2026
Zion Capital Private Wealth Management Grass Valley CA 04/2026 Present
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 01/2023 → 04/2026
    St Louis, MO
  • 12/2017 → 01/2023
    Layton Construction Company
    Roseville, CA
  • 09/2015 → 12/2017
    Streamline Construction
    Grass Valley, CA
  • 04/2026 → Present
    Lpl Financial Llc
    Grass Valley, CA
  • 04/2026 → 07/2026
    Mariner Independent Advisor Network
    Overland Park, KS
  • 04/2026 → Present
    Zion Capital Private Wealth Management
    Grass Valley, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1) 2026-04-16 - Graham's Investment Services - Business Entity For Tax/Investment Purposes Only - N - 160 - 160 - at reported business location(s) - 2026-03-30 - Business entity for tax purposes for advisory services 2) 2026-04-16 - Garson Graham - Real Estate Rental - Y - 2 - 0 - Rocklin CA - 2026-03-16 - I own and manage the property of 5516 Portola Circle, Rocklin, CA 95677 3) 2026-04-16 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Zion Capital - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2026-03-16 - Advisor for Zion Capital 4) 06/29/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 6/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2023-04-03
Other Names
  • Garson Graham

View on SEC IAPD

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