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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-09-27
CO RA APPROVED 2024-08-22
  • WI RA
    APPROVED
    Since 2024-09-27
  • CO RA
    APPROVED
    Since 2024-08-22

Branch Locations

Fort Collins, CO • United States

236 Hamilton Rd, Cedarburg, WI 53012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Columbus OH 08/2013 08/2018
Ohio State University Wexner M Columbus OH 08/2017 03/2019
Raft California Lotus CA 04/2019 09/2020
Schulkill Valley School District Leesport PA 11/2019 02/2020
Unemployed Coloma CA 09/2020 05/2021
American Whitewater Expedition Coloma CA 05/2021 09/2021
Mayo Clinic Scottsdale Phoenix AZ 09/2021 09/2022
Charles Schwab & Co., Inc. Phoenix AZ 02/2023 03/2024
Unemployed Lotus CA 02/2020 06/2020
Unemployed Phoenix AZ 09/2022 02/2023
Thrivent Investment Management Inc Cedarburg WI 07/2024 Present
Unemployed Scottsdale AZ 03/2024 07/2024
Thrivent Financial Appleton WI 08/2024 Present
  • 08/2013 → 08/2018
    Full-Time Education
    Columbus, OH
  • 08/2017 → 03/2019
    Ohio State University Wexner M
    Columbus, OH
  • 04/2019 → 09/2020
    Raft California
    Lotus, CA
  • 11/2019 → 02/2020
    Schulkill Valley School District
    Leesport, PA
  • 09/2020 → 05/2021
    Unemployed
    Coloma, CA
  • 05/2021 → 09/2021
    American Whitewater Expedition
    Coloma, CA
  • 09/2021 → 09/2022
    Mayo Clinic Scottsdale
    Phoenix, AZ
  • 02/2023 → 03/2024
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 02/2020 → 06/2020
    Unemployed
    Lotus, CA
  • 09/2022 → 02/2023
    Unemployed
    Phoenix, AZ
  • 07/2024 → Present
    Cedarburg, WI
  • 03/2024 → 07/2024
    Unemployed
    Scottsdale, AZ
  • 08/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-26
  • S66 Uniform Combined State Law Examination
    2023-04-26

View on SEC IAPD

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