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Howard Bailey Securities, LLC CRD 282712
$583M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5916 Covington Rd, Fort Wayne, IN 46804 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ash Brokerage | Fort Wayne | IN | 06/2012 | 04/2021 |
| Howard Bailey | Fort Wayne | IN | 04/2021 | Present |
HOWARD BAILEY, INVESTMENT RELATED, LICENSED INSURANCE AGENT, 50% OF HER TIME PER MONTH. RECOMMENDS AND SELLS INSURANCE PRODUCTS TO CLIENTS AND RECEIVES COMMISSIONS FROM INSURANCE SALES. CLIENTS ARE NOT REQUIRED TO PURCHASE RECOMMENDED INSURANCE PRODUCTS THROUGH THE REPRESENTATIVE AND MAY PURCHASE SUCH PRODUCTS FROM UNAFFILIATED INSURANCE AGENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-05 |
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