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Inactive

Abigail Phillips

Corient

Chicago, IL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-22
  • IL RA
    APPROVED
    Since 2026-06-22

Branch Locations

10 S. Wacker Drive, Suite 3100, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vivaldi Capital Management Lp Chicago IL 04/2021 01/2023
Mariner Wealth Advisors Oakbrook Terrace IL 12/2018 04/2021
Vivaldi Capital Management Lp Chicago IL 01/2023 06/2026
Mariner Wealth Advisors Oakbrook Terrace IL 06/2018 12/2018
University Of Illinois Urbana-Champaign IL 08/2016 06/2018
Corient Services Llc Miami FL 06/2026 Present
Corient Chicago IL 06/2026 Present
  • 04/2021 → 01/2023
    Vivaldi Capital Management Lp
    Chicago, IL
  • 12/2018 → 04/2021
    Mariner Wealth Advisors
    Oakbrook Terrace, IL
  • 01/2023 → 06/2026
    Vivaldi Capital Management Lp
    Chicago, IL
  • 06/2018 → 12/2018
    Mariner Wealth Advisors
    Oakbrook Terrace, IL
  • 08/2016 → 06/2018
    University Of Illinois
    Urbana-Champaign, IL
  • 06/2026 → Present
    Corient Services Llc
    Miami , FL
  • 06/2026 → Present
    Corient
    Chicago, IL
Previous Registrations
Designations

View on SEC IAPD

Other Firms

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GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

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HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

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