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Keri Tan Chan

Rockefeller Financial LLC

San Francisco, CA

San Francisco, CA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-21
TX RA APPROVED 2025-02-21
  • CA RA
    APPROVED
    Since 2025-02-21
  • TX RA
    APPROVED
    Since 2025-02-21

Branch Locations

San Francisco, CA • United States

Two Embarcadero Center Suite 2320, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 San Francisco CA 06/2006 02/2025
Rockefeller Financial Llc San Francisco CA 02/2025 Present
  • 06/2006 → 02/2025
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    San Francisco, CA
  • 02/2025 → Present
    Rockefeller Financial Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-13
  • S66 Uniform Combined State Law Examination
    2007-11-13
Other Names
  • Chao Yi Tan
  • Shao Yi Tan
  • Keri Tan
  • Keri T Chan

View on SEC IAPD

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