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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-24
  • IL RA
    APPROVED
    Since 2024-01-24

Branch Locations

Chicago, IL • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

1900 Spring Rd Ste 508, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 01/2023 01/2024
United States Air Force Spokane WA 09/2001 02/2023
First Command Brokerage Services Fort Worth TX 01/2024 Present
First Command Advisory Services Fort Worth TX 01/2024 Present
First Command Insurance Services Fort Worth TX 01/2024 Present
  • 01/2023 → 01/2024
    First Command Brokerage Services
    Fort Worth, TX
  • 09/2001 → 02/2023
    United States Air Force
    Spokane, WA
  • 01/2024 → Present
    First Command Brokerage Services
    Fort Worth, TX
  • 01/2024 → Present
    Fort Worth, TX
  • 01/2024 → Present
    First Command Insurance Services
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-29
S63 Uniform Securities Agent State Law Examination 2023-10-06
  • S65 Uniform Investment Adviser Law Examination
    2023-11-29
  • S63 Uniform Securities Agent State Law Examination
    2023-10-06

View on SEC IAPD

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