Best Investors Account Sign in

Theresa Calkins

Rbc Capital Markets, LLC

Oakbrook Terrace, IL

Chicago, IL

CRD 7682841

Claim This Profile
Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-30
IL RA APPROVED 2023-04-21
  • TX RA
    APPROVED
    Since 2023-05-30
  • IL RA
    APPROVED
    Since 2023-04-21

Branch Locations

Two Mid America Plaza Suite 500 South, Oakbrook Terrace, IL 60181-4715 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Oakbrook Terrace IL 01/2023 Present
River West Meeting Associates, Inc. Chicago IL 07/2012 12/2022
City National Bank Oakbrook Terrace IL 06/2023 Present
  • 01/2023 → Present
    Rbc Capital Markets, Llc
    Oakbrook Terrace, IL
  • 07/2012 → 12/2022
    River West Meeting Associates, Inc.
    Chicago, IL
  • 06/2023 → Present
    City National Bank
    Oakbrook Terrace, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-21
  • S66 Uniform Combined State Law Examination
    2023-04-21

View on SEC IAPD

More in Oakbrook Terrace, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor