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Broderick A Yates

Commonwealth Financial Network

Delmar, NY

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-05
  • NY RA
    APPROVED
    Since 2025-03-05

Branch Locations

345 Delaware Avenue Suite 2B, Delmar, NY 12054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Siena College Loudonville NY 09/2018 07/2023
Bryant Asset Management Slingerlands NY 07/2023 04/2025
Essex High School Essex Junction NY 08/2014 09/2018
Commonwealth Financial Network Waltham MA 07/2023 04/2025
Commonwealth Financial Network Waltham MA 04/2025 Present
Bryant Asset Management Slingerlands NY 04/2025 07/2026
Bryant Maloney Prinzo Wealth Management Slingerlands NY 07/2026 Present
  • 09/2018 → 07/2023
    Siena College
    Loudonville, NY
  • 07/2023 → 04/2025
    Bryant Asset Management
    Slingerlands, NY
  • 08/2014 → 09/2018
    Essex High School
    Essex Junction, NY
  • 07/2023 → 04/2025
    Commonwealth Financial Network
    Waltham, MA
  • 04/2025 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 04/2025 → 07/2026
    Bryant Asset Management
    Slingerlands, NY
  • 07/2026 → Present
    Bryant Maloney Prinzo Wealth Management
    Slingerlands, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-28
  • S66 Uniform Combined State Law Examination
    2025-02-28
Other Names
  • Broderick Yates

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