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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-09-24 |
| IA | RA | APPROVED | 2024-05-14 |
| NC | RA | APPROVED | 2024-05-14 |
Branch Locations
401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carpet To Go | Charlotte | NC | 06/2016 | 11/2017 |
| American Home Title | Charlotte | NC | 11/2017 | 02/2018 |
| Office Team/Robert Half | Charlotte | NC | 03/2018 | 05/2018 |
| Southend Home Improvement | Charlotte | NC | 05/2018 | 07/2018 |
| Officeteam/Robert Half | Charlotte | NC | 08/2018 | 09/2019 |
| Costner Law Office | Charlotte | NC | 09/2019 | 01/2020 |
| Office Team/Robert Half | Charlotte | NC | 02/2020 | 03/2020 |
| Unemployed | Rock Hill | SC | 03/2020 | 09/2020 |
| Office Team/Robert Half | Charlotte | NC | 09/2020 | 10/2020 |
| Allen Tate Mortgage Partners | Charlotte | NC | 11/2020 | 09/2022 |
| Associate Staffing | Charlotte | NC | 11/2022 | 04/2023 |
| Principal Securities | Charlotte | NC | 01/2023 | Present |
| Unemployed | Charlotte | NC | 10/2022 | 11/2022 |
| Principal Advised Services | Charlotte | NC | 04/2024 | Present |
**JUKE PROPERTIES, LLC POSITION: Managing Director NATURE: Real Estate Rental Income INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 11/13/2022 ADDRESS: 2328 Brookview Ct., Rock Hill SC 29732, United States DESCRIPTION: I am the sole owner/operator of Juke Properties, LLC which is a Real Estates business I started in the Fall 2022. My official title is Managing Director. It is a, rental/investment properties business. The business involves buying investment properties, renovating them, and either selling them for a profit or renting them to tenants for rental income. **PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/23/2024 ADDRESS: 401 McCullough Dr., Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest. **PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/24/2023 ADDRESS: 401 McCullough Dr., Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-05 |
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