Best Investors Account Sign in
Inactive

Daniel Robert Williams

Novem Group

Rochester, NY

Claim This Profile
Current Employers
Novem Group

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-12
  • NY RA
    APPROVED
    Since 2023-05-12

Branch Locations

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fairport County School District Fairport FL 03/2013 06/2019
St. John Fisher University Rochester NY 09/2019 12/2022
Novem Group Rochester NY 12/2022 Present
Wegmans Penfield NY 02/2017 01/2023
Novem Group Rochester NY 06/2022 07/2022
Novem Group Rochester NY 08/2022 12/2022
  • 03/2013 → 06/2019
    Fairport County School District
    Fairport, FL
  • 09/2019 → 12/2022
    St. John Fisher University
    Rochester, NY
  • 12/2022 → Present
    Novem Group
    Rochester, NY
  • 02/2017 → 01/2023
    Wegmans
    Penfield, NY
  • 06/2022 → 07/2022
    Novem Group
    Rochester, NY
  • 08/2022 → 12/2022
    Novem Group
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-12
  • S65 Uniform Investment Adviser Law Examination
    2023-05-12

View on SEC IAPD

Other Firms

MORGAN STANLEY
COMMONWEALTH FINANCIAL NETWORK
OSAIC WEALTH, INC.
EDELMAN FINANCIAL ENGINES
RISE ADVISORS, LLC
UBS FINANCIAL SERVICES INC.
MARINER
OAK CREST ADVISORY, LLC

Other Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS
NICHOLAS J TAGLIARINO
AMY P STRUTT
HEATHER LYNN LUCAS
CHAD ROBERT JACOB
JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY
UBS FINANCIAL SERVICES INC. · Rochester, NY

More in Rochester, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor