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Daniel Robert Williams

Novem Group

Rochester, NY

CRD 7682411

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Employer firm

Novem Group CRD 158964

$1.72B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Novem Group

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-12
  • NY RA
    APPROVED
    Since 2023-05-12

Branch Locations

350 Linden Oaks Suite 140, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fairport County School District Fairport FL 03/2013 06/2019
St. John Fisher University Rochester NY 09/2019 12/2022
Novem Group Rochester NY 12/2022 Present
Wegmans Penfield NY 02/2017 01/2023
Novem Group Rochester NY 06/2022 07/2022
Novem Group Rochester NY 08/2022 12/2022
  • 03/2013 → 06/2019
    Fairport County School District
    Fairport, FL
  • 09/2019 → 12/2022
    St. John Fisher University
    Rochester, NY
  • 12/2022 → Present
    Novem Group
    Rochester, NY
  • 02/2017 → 01/2023
    Wegmans
    Penfield, NY
  • 06/2022 → 07/2022
    Novem Group
    Rochester, NY
  • 08/2022 → 12/2022
    Novem Group
    Rochester, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-12
  • S65 Uniform Investment Adviser Law Examination
    2023-05-12

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK
OSAIC WEALTH, INC.

Nearby Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS

Nearby Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY

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