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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-12 |
| UT | RA | APPROVED | 2023-04-10 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Salt Lake City | UT | 01/2023 | Present |
| Wells Fargo | Lindon | UT | 05/2021 | 12/2022 |
| Utah Valley University | Orem | UT | 08/2022 | Present |
| Brigham Young University-I | Rexburg | ID | 01/2018 | 04/2022 |
| Popeyes | American Fork | UT | 08/2020 | 05/2021 |
| Cafe Rio | Springville | UT | 08/2019 | 08/2020 |
| Brigham Young University-I | Rexburg | ID | 09/2018 | 08/2019 |
| Self Employed | Santiago | 03/2017 | 09/2018 | |
| The Church Of Jesus Christ Of Latter Day Saints | Santo Domingo | 12/2014 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-07 |
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