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Gregory Jean-Baptiste

Wells Fargo Clearing Services, LLC

Charlotte, NC

CRD 7682381

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-12
UT RA APPROVED 2023-04-10
  • NC RA
    APPROVED
    Since 2025-11-12
  • UT RA
    APPROVED
    Since 2023-04-10

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Salt Lake City UT 01/2023 Present
Wells Fargo Lindon UT 05/2021 12/2022
Utah Valley University Orem UT 08/2022 Present
Brigham Young University-I Rexburg ID 01/2018 04/2022
Popeyes American Fork UT 08/2020 05/2021
Cafe Rio Springville UT 08/2019 08/2020
Brigham Young University-I Rexburg ID 09/2018 08/2019
Self Employed Santiago 03/2017 09/2018
The Church Of Jesus Christ Of Latter Day Saints Santo Domingo 12/2014 12/2016
  • 01/2023 → Present
    Wells Fargo Clearing Services
    Salt Lake City, UT
  • 05/2021 → 12/2022
    Wells Fargo
    Lindon, UT
  • 08/2022 → Present
    Utah Valley University
    Orem, UT
  • 01/2018 → 04/2022
    Brigham Young University-I
    Rexburg, ID
  • 08/2020 → 05/2021
    Popeyes
    American Fork, UT
  • 08/2019 → 08/2020
    Cafe Rio
    Springville, UT
  • 09/2018 → 08/2019
    Brigham Young University-I
    Rexburg, ID
  • 03/2017 → 09/2018
    Self Employed
    Santiago
  • 12/2014 → 12/2016
    The Church Of Jesus Christ Of Latter Day Saints
    Santo Domingo
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-07
  • S66 Uniform Combined State Law Examination
    2023-04-07

View on SEC IAPD

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