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Sean Gregory Allen

Raymond James & Associates, Inc.

Mullica Hill, NJ

St. Petersburg, FL

CRD 7682317

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-04
  • NJ RA
    APPROVED
    Since 2024-03-04

Branch Locations

Mullica Hill, NJ • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Mullica Hill NJ 09/2023 Present
Coastalone Wilmington DE 01/2023 08/2023
Rowan University Glassboro NJ 09/2020 05/2023
Heritage's Dairy Stores Mullica Hill NJ 06/2018 08/2020
Unemployed Mullica Hill NJ 09/2013 06/2018
  • 09/2023 → Present
    Raymond James & Associates
    Mullica Hill, NJ
  • 01/2023 → 08/2023
    Coastalone
    Wilmington, DE
  • 09/2020 → 05/2023
    Rowan University
    Glassboro, NJ
  • 06/2018 → 08/2020
    Heritage's Dairy Stores
    Mullica Hill, NJ
  • 09/2013 → 06/2018
    Unemployed
    Mullica Hill, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-01
  • S66 Uniform Combined State Law Examination
    2024-03-01

View on SEC IAPD

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