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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-06 |
Branch Locations
610 Newport Center Dr. Suite 300, Newport Beach, CA 92660 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Seia Llc | Newport Beach | CA | 01/2023 | Present |
| Canterbury Consulting | Newport Beach | CA | 02/2019 | 01/2023 |
| First American | Santa Ana | CA | 07/2018 | 02/2019 |
| Deutsche Bank | Santa Ana | CA | 11/2015 | 04/2018 |
| Unemployed | Newport Beach | CA | 04/2018 | 07/2018 |
| Royal Alliance Associates, Inc. | Newport Beach | CA | 01/2023 | 08/2023 |
| Ses Llc | Newport Beach | CA | 08/2023 | Present |
SEIA LLC POSITION: Associate Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 01/9/2023 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA sales & service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-06 |
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