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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-23 |
| AZ | RA | APPROVED | 2012-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 77 E Kelly, Llc | Tempe | AZ | 04/2016 | Present |
| 5224 S 22Nd, Llc. | Phoenix | AZ | 04/2016 | 03/2022 |
| Beashouse, Llc. | Scottdale | AZ | 12/2017 | Present |
| Jp Morgan Securities Llc | Chandler | AZ | 06/2013 | Present |
| Rocky Point Connect, Llc | Chandler | AZ | 06/2019 | 06/2022 |
| Dolphin Bay Rentals Llc | Chandler | AZ | 08/2021 | Present |
Entity Name: Dolphin Bay Rentals LLC Investment related: N Address: Chandler AZ 85226 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I will be the managing member of this LLC. This will be a family investment. We will offer vacation rentals similar to VRBO in San Carlos Mexico. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: 77 E KELLY, LLC. POSITION: MANAGING MEMBER START DATE: 4/4/2016 ADDRESS: 77 TEMPE AZ DETAILS: landlord of the investment property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 3 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: BEASHOUSE, LLC. POSITION: MEMBER OF LLC / PARTIAL OWNER 50% START DATE: 12/1/2017 ADDRESS: 12948 Scottsdale AZ DETAILS: BEACH HOUSE IN MEXICO TO USE FOR PERSONAL USE THAT WE ALSO PLAN TO RENT IT FOR INCOME. I WILL BE THE TRANSLATOR WHEN NECESSARY AND RESPONSIBLE FOR COLLECTING RENTAL PAYMENTS FROM PROSPECTIVE TENANTS. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 10 HOURS PER MONTH HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-27 |
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