Best Investors Account Sign in

Nataly V Miguel

Wells Fargo Clearing Services, LLC

Manchester, NH

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-06
NH RA APPROVED 2023-09-13
  • TX RA
    APPROVED
    Since 2024-01-06
  • NH RA
    APPROVED
    Since 2023-09-13

Branch Locations

900 Elm St Ste 700, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Manchester NH 11/2022 Present
Atmosphere Salon Westford MA 05/2013 Present
Liberty Mutual Boston MA 01/2022 11/2022
Sovos Compliance Wilmington MA 05/2019 12/2019
Hcs Concord MA 12/2020 01/2022
  • 11/2022 → Present
    Wells Fargo Clearing Services, Llc
    Manchester, NH
  • 05/2013 → Present
    Atmosphere Salon
    Westford, MA
  • 01/2022 → 11/2022
    Liberty Mutual
    Boston, MA
  • 05/2019 → 12/2019
    Sovos Compliance
    Wilmington, MA
  • 12/2020 → 01/2022
    Hcs
    Concord, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-13
  • S66 Uniform Combined State Law Examination
    2023-09-13

View on SEC IAPD

Other Firms

MORGAN STANLEY
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
EAGLE STRATEGIES LLC
UBS FINANCIAL SERVICES INC.
AMERICAN WEALTH PROTECTION FINANCIAL, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
LEGACY FINANCIAL SOLUTIONS, INC.
PREPUBLIC EQUITY PARTNERS

Other Investors

DIANE DUSTICK MURPHY
JILL S LOVEREN
JESSE E BURNETT
Stacey L Girard
CHARLES ALEXANDER DUNLAP
SETH PATRICK MCNALLY
GEORGE TZIMAS
JOSEPH BOYD CARTIER

Other Offices

MORGAN STANLEY · Manchester, NH
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Manchester, NH
EAGLE STRATEGIES LLC · MANCHESTER, NH
UBS FINANCIAL SERVICES INC. · MANCHESTER, NH
EAGLE STRATEGIES LLC · MANCHESTER, NH
EAGLE STRATEGIES LLC · MANCHESTER, NH
AMERICAN WEALTH PROTECTION FINANCIAL, LLC · MANCHESTER, NH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Manchester, NH

More in Manchester, NH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor