Kathryn Oliver James

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 12/2017
  Christchurch School
  Middlesex, VA
• 12/2017 → 12/2021
  Student At The University Of Alabama
  Tuscaloosa, AL
• 01/2020 → 12/2021
  The Scout Guide Magazine
  Williamsburg, VA
• 12/2021 → 12/2022
  Lamar Advertising
  Richmond, VA
• 12/2022 → 12/2022
  Statusphere
  Richmond, VA
• 01/2023 → Present
  Prospera Financial Services Inc
  Dallas, TX

Other Businesses

Jamestowne Investments; Investment Related - Yes; 263 McLaws Circle, Suite 101, Williamsburg, VA 23185; Wealth Management Firm; Employee; 01/2026; 5 Hours Per Month; 0 During Trading Hours; Marketing assistance social media planning, website updating, merch purchasing.

Exams

• S66 Uniform Combined State Law Examination
  2024-06-14