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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-02-25
  • KY RA
    APPROVED
    Since 2025-02-25

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rikishi Sushi Bar Crestwood KY 02/2018 04/2018
Student Crestwood KY 04/2018 11/2020
Commonwealth Bank & Trust Louisville KY 11/2020 12/2021
Spalding Insurance Group Louisville KY 12/2021 01/2023
Robert W. Baird & Co Louisville KY 01/2023 Present
Student Crestwood KY 02/2014 02/2018
  • 02/2018 → 04/2018
    Rikishi Sushi Bar
    Crestwood, KY
  • 04/2018 → 11/2020
    Student
    Crestwood, KY
  • 11/2020 → 12/2021
    Commonwealth Bank & Trust
    Louisville, KY
  • 12/2021 → 01/2023
    Spalding Insurance Group
    Louisville, KY
  • 01/2023 → Present
    Robert W. Baird & Co
    Louisville, KY
  • 02/2014 → 02/2018
    Student
    Crestwood, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-24
  • S66 Uniform Combined State Law Examination
    2025-02-24
Other Names
  • Erika N Spear

View on SEC IAPD

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