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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-09-09 |
| TX | RA | APPROVED | 2021-09-09 |
Branch Locations
32 W Nebraska St Suite 1B, Frankfort, IL 60423-1802 • United States
34 Uno Circle, Joliet, IL 60435 • United States
Mokena, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | New Lenox | IL | 10/2012 | 09/2021 |
| Ameriprise Financial Services, Llc | Joliet | IL | 09/2021 | Present |
Business Ownership; KFM properties LLC; Owner; Manage Ameriprise Business; 32 Uno Circle, , Joliet, IL, 60435; Investment-Related; 12/30/2020; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Gridiron Greats Assistance Fund; advisory board; 707 Skokie Blvd #600, , northbrook, IL, 60062; Not Investment-Related; 01/05/2015; 1 to 9 hours per month; 0 during trading hours / GRIT board; Board member; 10769 Broadway , , Crown Point, IN, 46307; Not Investment-Related; 02/01/2024; 1 to 9 hours per month; 0 during trading hours / Children's Advocacy Center Foundation; Board; 304 N Scott street, , Joliet, IL, 60435; Not Investment-Related; 04/25/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-18 |
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