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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-29 |
| TX | RA | APPROVED | 2026-01-29 |
Branch Locations
233 S Wacker Dr. Suite 8600, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Chicago | IL | 01/2025 | Present |
| Rsm Us Llp | Chicago | IL | 07/2023 | 09/2024 |
| Morgan Stanley Smith Barney Llc | Chicago | IL | 01/2023 | 06/2023 |
| Loyola University Chicago | Chicago | IL | 08/2021 | 05/2023 |
| The Sandwich Club | Skokie | IL | 09/2020 | 01/2023 |
| Oakton College | Des Plaines | IL | 01/2021 | 05/2021 |
| University Of Dayton | Dayton | OH | 08/2019 | 12/2020 |
| Autozone | Chicago | IL | 10/2020 | 10/2020 |
| Harbor Freight Tools | Niles | IL | 06/2020 | 08/2020 |
| Niles Park District | Niles | IL | 06/2017 | 06/2020 |
| Chicagoland Deck Cleaning & Sealing, Inc. | Chicago | IL | 06/2019 | 05/2020 |
| Notre Dame College Prep | Niles | IL | 08/2015 | 05/2019 |
| Unemployed | Chicago | IL | 10/2024 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2025-04-03 |
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