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Thomas Michael Spinelli

Knights Of Columbus Asset Advisors LLC

New Haven, CT

Ocala, FL

CRD 7681211

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Employer firm

Knights Of Columbus Asset Advisors LLC CRD 174129

$30.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Knights Of Columbus Asset Advisors Llc

One Columbus Plaza, New Haven, CT 06510 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-24
  • FL RA
    APPROVED
    Since 2023-02-24

Branch Locations

One Columbus Plaza, New Haven, CT 06510 • United States

540 Ne 100Th St, Ocala, FL 34479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Mississippi Oxford MS 06/2016 06/2017
Florida Southern College Lakeland FL 08/2017 05/2021
Knights Of Columbus Insurance New Haven CT 12/2020 Present
Walmart Supercenter Ocala FL 06/2020 08/2020
Uber Driver Lakeland FL 09/2020 01/2021
New Jersey Jackals Baseball Team Little Falls NJ 07/2021 06/2022
Knights Of Columbs Asset Advisors Llc New Haven CT 01/2023 Present
  • 06/2016 → 06/2017
    University Of Mississippi
    Oxford, MS
  • 08/2017 → 05/2021
    Florida Southern College
    Lakeland, FL
  • 12/2020 → Present
    Knights Of Columbus Insurance
    New Haven, CT
  • 06/2020 → 08/2020
    Walmart Supercenter
    Ocala, FL
  • 09/2020 → 01/2021
    Uber Driver
    Lakeland, FL
  • 07/2021 → 06/2022
    New Jersey Jackals Baseball Team
    Little Falls, NJ
  • 01/2023 → Present
    Knights Of Columbs Asset Advisors Llc
    New Haven, CT
Other Businesses

Knights of Columbus Insurance ; not investment related ; devoted full-time ; insurance agent for Knights of Columbus Insurance; Field Agent title ; started 12/01/2020 ; 1 Columbus Plaza New Haven, CT 06510.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-02
  • S65 Uniform Investment Adviser Law Examination
    2023-02-02
Other Names
  • Thomas Spinelli

View on SEC IAPD

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