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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-05-05
NC RA APPROVED 2025-01-06
  • SC RA
    APPROVED
    Since 2026-05-05
  • NC RA
    APPROVED
    Since 2025-01-06

Branch Locations

6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lake Norman Mini Golf Cornelius NC 05/2018 07/2021
Doherty Marketing Huntersville NC 05/2022 08/2022
Walker Course At Clemson University Clemson SC 05/2022 05/2024
Clemson University Clemson SC 08/2020 12/2023
High School/Middle School Huntersville NC 01/2013 06/2020
Guardian Life Insurance Charlotte NC 05/2024 Present
Park Avenue Securities Charlotte NC 05/2024 Present
  • 05/2018 → 07/2021
    Lake Norman Mini Golf
    Cornelius, NC
  • 05/2022 → 08/2022
    Doherty Marketing
    Huntersville, NC
  • 05/2022 → 05/2024
    Walker Course At Clemson University
    Clemson, SC
  • 08/2020 → 12/2023
    Clemson University
    Clemson, SC
  • 01/2013 → 06/2020
    High School/Middle School
    Huntersville, NC
  • 05/2024 → Present
    Guardian Life Insurance
    Charlotte, NC
  • 05/2024 → Present
    Park Avenue Securities
    Charlotte, NC
Other Businesses

1) Basketball Lessons, Start Date: 9/9/2024, Address: 16131 Old Statesville Road, Huntersville, NC 28078, 4 total hours per month; 0 during securities trading hours, Not Investment Related, Less than 10% Annual Compensation, 2) Insurance other than Guardian, Start Date: 9/1/2025, Address: 888 S. Harrison Street, Suite 900, Fort Wayne, IN 46802, 4 total hours per month; 0 during securities trading, Investment Related, <10% Annual Compensation, 3) Charlotte Clemson- Club Board, Start Date: 7/1/2024, Nature: School Alumni Association, Address: N/A, Duties: Networking Chair-Track Membership, act as a liaison by attending events, 5 total hours per month; 0 during securities trading, Not Investment Related, 4) Lake Norman Young Professionals, Start Date: 7/1/2024, Nature: Networking group/Foster connections for like-minded business professionals under the age of 40 in the Lake Norman Area, Address: 19900 W Catawba Ave, Cornelius, NC 28031, Duties: Board Member/Attend meetings, grow membership, 5 total hours per month; 0 during securities trading hours, Not investment related, 5) Bogeys & Business Golf Networking League, Start Date: 11/20/2025, Nature: Networking group for likeminded business professionals, Address: N/A, Duties: Organizer/Create & foster relationships, 3 total hours per month; 2 during securities trading hours, Not investment related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-16
  • S66 Uniform Combined State Law Examination
    2024-12-16
Other Names
  • Nick Todd

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