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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-05-05 |
| NC | RA | APPROVED | 2025-01-06 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lake Norman Mini Golf | Cornelius | NC | 05/2018 | 07/2021 |
| Doherty Marketing | Huntersville | NC | 05/2022 | 08/2022 |
| Walker Course At Clemson University | Clemson | SC | 05/2022 | 05/2024 |
| Clemson University | Clemson | SC | 08/2020 | 12/2023 |
| High School/Middle School | Huntersville | NC | 01/2013 | 06/2020 |
| Guardian Life Insurance | Charlotte | NC | 05/2024 | Present |
| Park Avenue Securities | Charlotte | NC | 05/2024 | Present |
1) Basketball Lessons, Start Date: 9/9/2024, Address: 16131 Old Statesville Road, Huntersville, NC 28078, 4 total hours per month; 0 during securities trading hours, Not Investment Related, Less than 10% Annual Compensation, 2) Insurance other than Guardian, Start Date: 9/1/2025, Address: 888 S. Harrison Street, Suite 900, Fort Wayne, IN 46802, 4 total hours per month; 0 during securities trading, Investment Related, <10% Annual Compensation, 3) Charlotte Clemson- Club Board, Start Date: 7/1/2024, Nature: School Alumni Association, Address: N/A, Duties: Networking Chair-Track Membership, act as a liaison by attending events, 5 total hours per month; 0 during securities trading, Not Investment Related, 4) Lake Norman Young Professionals, Start Date: 7/1/2024, Nature: Networking group/Foster connections for like-minded business professionals under the age of 40 in the Lake Norman Area, Address: 19900 W Catawba Ave, Cornelius, NC 28031, Duties: Board Member/Attend meetings, grow membership, 5 total hours per month; 0 during securities trading hours, Not investment related, 5) Bogeys & Business Golf Networking League, Start Date: 11/20/2025, Nature: Networking group for likeminded business professionals, Address: N/A, Duties: Organizer/Create & foster relationships, 3 total hours per month; 2 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-16 |
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