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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-08-11
  • FL RA
    APPROVED
    Since 2025-08-11

Branch Locations

4459 13Th St, St. Cloud, FL 34769 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Acorn Stairlifts Orlando FL 03/2016 10/2023
Thrivent Investment Managment Inc. St Cloud FL 02/2023 07/2025
Thrivent Financial Appleton WI 10/2023 03/2024
Thrivent Financial Appleton WI 03/2024 03/2025
Thrivent Financial Appleton WI 03/2025 07/2025
Cetera Investment Services Llc Saint Cloud MN 07/2025 Present
Cetera Investment Advisers Llc Clermont FL 07/2025 Present
Regions Bank Clermont FL 07/2025 Present
  • 03/2016 → 10/2023
    Acorn Stairlifts
    Orlando, FL
  • 02/2023 → 07/2025
    Thrivent Investment Managment Inc.
    St Cloud, FL
  • 10/2023 → 03/2024
    Thrivent Financial
    Appleton, WI
  • 03/2024 → 03/2025
    Thrivent Financial
    Appleton, WI
  • 03/2025 → 07/2025
    Thrivent Financial
    Appleton, WI
  • 07/2025 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 07/2025 → Present
    Clermont, FL
  • 07/2025 → Present
    Regions Bank
    Clermont, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-07
  • S66 Uniform Combined State Law Examination
    2023-10-07

View on SEC IAPD

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