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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Acorn Stairlifts | Orlando | FL | 03/2016 | 10/2023 |
| Thrivent Investment Managment Inc. | St Cloud | FL | 02/2023 | 07/2025 |
| Thrivent Financial | Appleton | WI | 10/2023 | 03/2024 |
| Thrivent Financial | Appleton | WI | 03/2024 | 03/2025 |
| Thrivent Financial | Appleton | WI | 03/2025 | 07/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 07/2025 | Present |
| Cetera Investment Advisers Llc | Clermont | FL | 07/2025 | Present |
| Regions Bank | Clermont | FL | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-07 |
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