Best Investors Account Sign in

Joseph Albert Reyes

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7680773

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-26
FL RA APPROVED 2026-05-19
NJ RA APPROVED 2026-05-05
NC RA APPROVED 2026-04-17
TX RA APPROVED 2026-04-17
  • CT RA
    APPROVED
    Since 2026-06-26
  • FL RA
    APPROVED
    Since 2026-05-19
  • NJ RA
    APPROVED
    Since 2026-05-05
  • NC RA
    APPROVED
    Since 2026-04-17
  • TX RA
    APPROVED
    Since 2026-04-17

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 02/2023 Present
Sage Mortgage Fort Mill SC 09/2020 06/2022
Unemployed Charlotte NC 06/2022 02/2023
Reyes Enterprise Inc. Lodi NJ 10/2019 08/2020
Tf Yachts Egg Harbor City NJ 05/2019 09/2019
High Point University High Point NC 08/2015 05/2019
Vanguard Marketing Corporation Charlotte NC 02/2023 Present
Vanguard Advisers, Inc. Charlotte NC 04/2026 Present
  • 02/2023 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 09/2020 → 06/2022
    Sage Mortgage
    Fort Mill, SC
  • 06/2022 → 02/2023
    Unemployed
    Charlotte, NC
  • 10/2019 → 08/2020
    Reyes Enterprise Inc.
    Lodi, NJ
  • 05/2019 → 09/2019
    Tf Yachts
    Egg Harbor City, NJ
  • 08/2015 → 05/2019
    High Point University
    High Point, NC
  • 02/2023 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 04/2026 → Present
    Vanguard Advisers, Inc.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-16
S63 Uniform Securities Agent State Law Examination 2023-04-10
  • S66 Uniform Combined State Law Examination
    2026-04-16
  • S63 Uniform Securities Agent State Law Examination
    2023-04-10

View on SEC IAPD

More in Charlotte, NC

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor