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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-02-13 |
Branch Locations
3333 Michelson Drive Suite 300, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Belle Vernon Area School | Belle Vernon | PA | 08/2005 | 05/2017 |
| Pennsylvania State University | State College | PA | 05/2017 | 06/2021 |
| Fragello Construction | Belle Vernon | PA | 06/2021 | 08/2021 |
| Di Giulio Financial | Irvine | CA | 08/2021 | 08/2022 |
| Massmutual Life Insurance Company | Irvine | CA | 08/2022 | Present |
| Mml Investors Services Llc | Irvine | CA | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-27 |
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