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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-09-09 |
Branch Locations
608 Mabry Hood Road Suite 200, Knoxville, TN 37932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Original Hotkaps | Cookeville | TN | 01/2014 | 04/2022 |
| Tennessee Technological University | Cookeville | TN | 06/2022 | 12/2022 |
| Ubs Securities Llc | Nashville | TN | 01/2023 | 12/2024 |
| Ubs Financial Services Inc. | Knoxville | TN | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-08 |
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