Benjamin Crotty

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2020 → 10/2020
  Unemployed
  Greensville, NC
• 08/2016 → 05/2017
  East Carolina University
  Greensville, NC
• 05/2017 → 08/2017
  Carmel Country Club
  Charlotte, NC
• 08/2017 → 05/2019
  East Carolina University
  Ghreensville, NC
• 05/2019 → 08/2019
  Academy Sports And Outdoors
  Greensville, NC
• 08/2019 → 05/2020
  East Carolina University
  Greensville, NC
• 10/2020 → 07/2022
  Cross Country Mortgage
  Cornelius, NC
• 07/2022 → 11/2022
  Top Flite Financial
  Charlotte, NC
• 11/2022 → 01/2023
  Associate Staffing
  Charlotte, NC
• 12/2022 → 01/2023
  Principal Life Insurance
  Charlotte, NC
• 01/2023 → 01/2023
  Principal Securities
  Charlotte, NC
• 06/2023 → 10/2024
  Wells Fargo Clearing Services
  Charlotte, NC
• 06/2023 → 10/2024
  Us Tech Solutions
  Jersey City, NJ
• 02/2023 → 06/2023
  Sherwin Williams
  Charlotte, NC
• 10/2024 → Present
  Lpl Financial Llc
  Fort Mill, SC

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-12-16
• S63 Uniform Securities Agent State Law Examination
  2023-08-11

Other Names

• Ben Crotty
• Benjamin Patrick Crotty