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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-13
GA RA APPROVED 2023-06-06
  • TX RA
    APPROVED
    Since 2023-07-13
  • GA RA
    APPROVED
    Since 2023-06-06

Branch Locations

3542 Satellite Blvd, Duluth, GA 30096 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 12/2022 Present
Modingo International Llc. Atlanta GA 01/2021 12/2022
Georgia Tech Atlanta GA 08/2019 12/2020
Mbm International Logistics Inc. Atlanta GA 11/2019 11/2020
Citic Captital Beijing 05/2019 08/2019
Georgia Tech Atlanta GA 08/2018 05/2019
China Development Bank Beijing 05/2018 08/2018
Georgia Tech Atlanta GA 01/2017 05/2018
Georgia State University Atlanta GA 08/2015 01/2017
Bank Of America, N.A. Atlanta GA 12/2022 Present
  • 12/2022 → Present
    Atlanta, GA
  • 01/2021 → 12/2022
    Modingo International Llc.
    Atlanta, GA
  • 08/2019 → 12/2020
    Georgia Tech
    Atlanta, GA
  • 11/2019 → 11/2020
    Mbm International Logistics Inc.
    Atlanta, GA
  • 05/2019 → 08/2019
    Citic Captital
    Beijing
  • 08/2018 → 05/2019
    Georgia Tech
    Atlanta, GA
  • 05/2018 → 08/2018
    China Development Bank
    Beijing
  • 01/2017 → 05/2018
    Georgia Tech
    Atlanta, GA
  • 08/2015 → 01/2017
    Georgia State University
    Atlanta, GA
  • 12/2022 → Present
    Bank Of America, N.A.
    Atlanta, GA
Other Businesses

I*1137254, Entity Type: Entity For Profit, Name of OBA: Modingo International LLC., Address: Duluth, Georgia 30096, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 01/04/2021, No Hours: 4, No Hours during trading: 0, Duties: Just the ownership of this business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-31
  • S66 Uniform Combined State Law Examination
    2023-05-31
Other Names
  • Penny Ding
  • Doris Ding

View on SEC IAPD

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