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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-12 |
| CA | RA | APPROVED | 2023-03-28 |
Branch Locations
21215 Burbank Blvd, Woodland Hills, CA 91367 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oxnard | CA | 12/2022 | Present |
| Flavez Wholesale | Los Angeles | CA | 09/2020 | 10/2022 |
| Sprint | Granada Hills | CA | 03/2018 | 07/2020 |
| Macy's | Northridge | CA | 06/2016 | 10/2017 |
| Unemployed | Porter Ranch | CA | 10/2022 | 12/2022 |
| Unemployed | Porter Ranch | CA | 07/2020 | 09/2020 |
| College Of The Canyons | Valencia | CA | 09/2016 | 07/2018 |
| University Of California, Los Angeles | Los Angeles | CA | 10/2018 | 07/2020 |
| Bank Of America, N.A. | Oxnard | CA | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-26 |
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