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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-21
MN RA APPROVED 2025-03-12
  • TX RA
    APPROVED
    Since 2025-03-21
  • MN RA
    APPROVED
    Since 2025-03-12

Branch Locations

7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Bloomington MN 02/2014 11/2016
Wells Fargo Clearing Services, Llc Bloomington MN 11/2016 01/2018
Rbc Capital Markets, Llc. Edina MN 01/2018 03/2025
Wells Fargo Clearing Services, Llc Bloomington MN 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-13
S63 Uniform Securities Agent State Law Examination 2006-08-10
  • S66 Uniform Combined State Law Examination
    2017-10-13
  • S63 Uniform Securities Agent State Law Examination
    2006-08-10
Designations
Other Names
  • Cassie Keller

View on SEC IAPD

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