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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
MI RA APPROVED 2023-05-09
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • MI RA
    APPROVED
    Since 2023-05-09

Branch Locations

13750 23 Mile Rd, Shelby Township, MI 48315 • United States

44100 Schoenherr Rd, Sterling Heights, MI 48313 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clinton Township MI 12/2022 Present
Jm Outreach Solutions Sterling Heights MI 03/2018 09/2020
United Wholesale Mortgage Pontiac MI 09/2020 12/2022
Lh Thomson Inc Macon GA 03/2015 12/2017
Unemployed / Full Time Student Macon GA 01/2013 12/2017
Middle Georgia State University Macon GA 01/2015 12/2017
Bank Of America, N.A. Clinton Township MI 04/2023 Present
  • 12/2022 → Present
    Clinton Township, MI
  • 03/2018 → 09/2020
    Jm Outreach Solutions
    Sterling Heights, MI
  • 09/2020 → 12/2022
    United Wholesale Mortgage
    Pontiac, MI
  • 03/2015 → 12/2017
    Lh Thomson Inc
    Macon, GA
  • 01/2013 → 12/2017
    Unemployed / Full Time Student
    Macon, GA
  • 01/2015 → 12/2017
    Middle Georgia State University
    Macon, GA
  • 04/2023 → Present
    Bank Of America, N.A.
    Clinton Township, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-04
  • S66 Uniform Combined State Law Examination
    2023-05-04

View on SEC IAPD

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