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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Personal Capital Advisors Corporation | San Francisco | CA | 10/2010 | 03/2024 |
| Gwfs Equities, Inc | Greenwood Village | CO | 08/2020 | 02/2023 |
| Empower Financial Services, Inc | Greenwood Village | CO | 02/2023 | 03/2024 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | 03/2024 |
| Mariner Wealth Advisors | Overland Park | KS | 07/2025 | Present |
| Unemployed | Diablo | CA | 03/2024 | 07/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-16 |
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