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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-06
NJ RA APPROVED 2023-04-03
  • TX RA
    APPROVED
    Since 2023-04-06
  • NJ RA
    APPROVED
    Since 2023-04-03

Branch Locations

1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 12/2022 Present
Gambler Deep Sea Fishing Point Pleasant Beach NJ 05/2017 09/2017
University Of Alabama Tuscaloosa AL 09/2017 05/2018
Aqualand Pools Manasquan NJ 06/2018 09/2018
University Of Alabama Tuscaloosa AL 09/2018 05/2019
Jenkinsons Pavilion Point Pleasant Beach NJ 05/2019 09/2019
University Of Alabama Tuscaloosa AL 09/2019 05/2020
Jenkinsons Pavilion Point Pleasant Beach NJ 05/2020 09/2020
University Of Alabama Tuscaloosa AL 09/2020 05/2021
Moes Original Bbq Tuscaloosa AL 09/2019 05/2020
Moes Original Bbq Tuscaloosa AL 09/2020 05/2021
Hop On Ride Service Tuscaloosa AL 09/2021 06/2022
Jenkinsons Pavilion Point Pleasant Beach NJ 06/2022 09/2022
Meehan Carting Neptune City NJ 09/2022 12/2022
Christian Brothers Academy Lincroft NJ 01/2013 05/2017
Uber Wall Township NJ 05/2021 09/2021
Sperry Tents Nj Neptune City NJ 05/2018 06/2018
Vector Marketing Eatontown NJ 06/2018 07/2018
Innisfree Irish Pub Tuscaloosa AL 02/2019 04/2019
  • 12/2022 → Present
    Pennington, NJ
  • 05/2017 → 09/2017
    Gambler Deep Sea Fishing
    Point Pleasant Beach, NJ
  • 09/2017 → 05/2018
    University Of Alabama
    Tuscaloosa, AL
  • 06/2018 → 09/2018
    Aqualand Pools
    Manasquan, NJ
  • 09/2018 → 05/2019
    University Of Alabama
    Tuscaloosa, AL
  • 05/2019 → 09/2019
    Jenkinsons Pavilion
    Point Pleasant Beach, NJ
  • 09/2019 → 05/2020
    University Of Alabama
    Tuscaloosa, AL
  • 05/2020 → 09/2020
    Jenkinsons Pavilion
    Point Pleasant Beach, NJ
  • 09/2020 → 05/2021
    University Of Alabama
    Tuscaloosa, AL
  • 09/2019 → 05/2020
    Moes Original Bbq
    Tuscaloosa, AL
  • 09/2020 → 05/2021
    Moes Original Bbq
    Tuscaloosa, AL
  • 09/2021 → 06/2022
    Hop On Ride Service
    Tuscaloosa, AL
  • 06/2022 → 09/2022
    Jenkinsons Pavilion
    Point Pleasant Beach, NJ
  • 09/2022 → 12/2022
    Meehan Carting
    Neptune City, NJ
  • 01/2013 → 05/2017
    Christian Brothers Academy
    Lincroft, NJ
  • 05/2021 → 09/2021
    Uber
    Wall Township, NJ
  • 05/2018 → 06/2018
    Sperry Tents Nj
    Neptune City, NJ
  • 06/2018 → 07/2018
    Vector Marketing
    Eatontown, NJ
  • 02/2019 → 04/2019
    Innisfree Irish Pub
    Tuscaloosa, AL
Other Businesses

I*1253284 For profit or not for profit: Entity For Profit Name of outside business organization: Jenkinsons Pavilion Investment related: N Address of business: Point Pleasant Beach, New Jersey, 08742 Nature of business: ["Limited Liability Company"] Position, title, association: ["Employee"], Start date of relationship: 5/13/2023 Number of hours devoted: 8 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Ocean Rescue Lifeguard

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-31
  • S66 Uniform Combined State Law Examination
    2023-03-31

View on SEC IAPD

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