Sandeep Grewal

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-04-06
NJ	RA	APPROVED	2023-04-05

Branch Locations

1300 American Blvd, Pennington, NJ 08534 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	12/2022	Present
Not Employed	Burlington	NJ	10/2022	12/2022
Not Employed	Pickering		10/2022	10/2022
Not Employed	Burlington	NJ	07/2022	09/2022
Not Employed	Ludhiana		04/2022	07/2022
Rbc	Mississauga		10/2020	04/2022
Not Employed	Mississauga		06/2020	10/2020
Easy Financial Services	North York		03/2020	06/2020
Not Employed	North York		01/2020	03/2020
Kitchen Stuff Plus	Brampton		10/2019	12/2019
Capital Small Finance Bank	Jalandhar		06/2015	08/2018
Not Employed	Ludhiana		08/2018	09/2019

12/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
10/2022 → 12/2022

Not Employed

Burlington, NJ
10/2022 → 10/2022

Not Employed

Pickering
07/2022 → 09/2022

Not Employed

Burlington, NJ
04/2022 → 07/2022

Not Employed

Ludhiana
10/2020 → 04/2022

Rbc

Mississauga
06/2020 → 10/2020

Not Employed

Mississauga
03/2020 → 06/2020

Easy Financial Services

North York
01/2020 → 03/2020

Not Employed

North York
10/2019 → 12/2019

Kitchen Stuff Plus

Brampton
06/2015 → 08/2018

Capital Small Finance Bank

Jalandhar
08/2018 → 09/2019

Not Employed

Ludhiana

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-03