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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-02-14 |
| TX | RA | APPROVED | 2025-02-14 |
Branch Locations
5309 W Village Parkway Ste 1, Rogers, AR 72758 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rogers | AR | 10/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Bentonville | AR | 03/2020 | 02/2025 |
| Lpl Financial Llc | Rogers | AR | 02/2025 | Present |
1. 01/14/2025- White Oak Ridge Cattle Co, LLC- Farm- AR 72751- Non Inv Rel- 2 Hrs Per Mnth- 16 Hrs During Trading- Start Date 01/01/2020 2. 01/14/2025- Delta Wealth Advisors- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location(s) 3. 01/14/2025- SRH3 LLC- Business Entity For Tax/Investment Purposes Only- AR 72751- Non Inv Rel- 160 Hrs Per Mnth- 8 Hrs During Trading- Start Date 02/14/2025 4. 01/14/2025- Kylie Dawn 3, LLC- Business Entity For Tax/Investment Purposes Only- AR 72751- Non Inv Rel- Start Date 01/01/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-10 |
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