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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-01-03
  • OR RA
    APPROVED
    Since 2024-01-03

Branch Locations

79 Centennial Loop, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 07/2023 Present
The Vintage Industry Springfield OR 03/2022 Present
Tim Bennion Cpa Eugene OR 07/2022 Present
Principle Accounting, Pc Eugene OR 01/2015 01/2022
  • 07/2023 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2022 → Present
    The Vintage Industry
    Springfield, OR
  • 07/2022 → Present
    Tim Bennion Cpa
    Eugene, OR
  • 01/2015 → 01/2022
    Principle Accounting, Pc
    Eugene, OR
Other Businesses

1) THE VINTAGE INDUSTRY, NOT INVESTMENT RELATED, SPRINGFIELD, OR, VENDOR AT ANTIQUE BOOTH, FILL IN AS AN CASHIER/EMPLOYEE ON WEEKENDS, 2H/WEEK, SINCE 03/2022 2) TIM BENNION CPA, INVESTMENT RELATED, EUGENE, OR, CPA FIRM AND DBA FOR INVESTMENT BUSINESS, STAFF ACCOUNTANT, CLIENT SERVICE ASSOCIATE FOR FINANCIAL PROFESSIONAL, PREPARE TAX RETURNS, BOOKKEEPING, 32/HWEEK, SINCE 07/2022.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-17
  • S66 Uniform Combined State Law Examination
    2023-11-17

View on SEC IAPD

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