Best Investors Account Sign in

Anthony Alexander Castro Guzman

Mml Investors Services, LLC

East Hills, NY

CRD 7678408

Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-12
NY RA APPROVED 2023-06-23
  • TX RA
    APPROVED_RES
    Since 2026-05-12
  • NY RA
    APPROVED
    Since 2023-06-23

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc East Hills NY 01/2023 Present
Massmutual Life Insurance Co East Hills NY 06/2022 Present
Adelphi University Garden City NY 08/2018 05/2022
Westbury High School Westbury NY 07/2014 07/2018
  • 01/2023 → Present
    East Hills, NY
  • 06/2022 → Present
    Massmutual Life Insurance Co
    East Hills, NY
  • 08/2018 → 05/2022
    Adelphi University
    Garden City, NY
  • 07/2014 → 07/2018
    Westbury High School
    Westbury, NY
Other Businesses

(1) Name: Manhattan BNI Chapter 31 "Hall of Fame" Inv Rel: N Add: 3 W 51st St, New York, NY 10019 Nature: Professional Networking Organization Position: Board of Directors (Secretary Treasurer) Start Date: 05/30/2025 No Hrs/Mo: 20 No/Hrs Mo dur trading: 0 Describe Duties: As Secretary/Treasurer, I record meeting notes, track leadership meeting schedules, send reminder emails, assist with chapter communications and scheduling, and help monitor chapter dues by contacting members when needed. I do not handle funds. (2) Name: Westbury Carle Place Chamber of Commerce Inv Rel: N Add: 6060 Brush Hollow Rd, Westbury, NY 11590/P.O. Box 474, Westbury, NY 11590 Nature: Local Nonprofit Organization Position: Director Start Date: 05/30/2025 No Hrs/Mo: 7 No/Hrs Mo dur trading: 0 Describe Duties: As a board member, I participate in planning and organizing events, support local business initiatives, attend meetings, and help promote the Chamber's mission to strengthen the community and its businesses.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-09
  • S66 Uniform Combined State Law Examination
    2023-06-09
Other Names
  • Anthony Castro
  • Anthony Alexande Castroguzman

View on SEC IAPD

More in East Hills, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor