Best Investors Account Sign in
Claim This Profile
Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-29
  • TX RA
    APPROVED
    Since 2025-09-29

Branch Locations

Edgecliff Village, TX • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crowley High School Crowley TX 12/2012 05/2018
Walmart El Paso TX 03/2019 02/2020
Amazon Austin TX 02/2019 12/2020
Frito Lay Fort Worth TX 09/2020 07/2021
Bank Of America Wichita KS 06/2021 01/2023
Charles Schwab & Co., Inc. Westlake TX 02/2023 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 08/2024 05/2025
Tarrant County College Fort Worth TX 05/2018 Present
Fidelity Investments Westlake TX 11/2023 07/2024
Allied Universal Security Services Fort Worth TX 10/2022 11/2022
Dillards, Inc. Fort Worth TX 07/2021 09/2021
Pepsico Carrolton TX 10/2020 06/2021
Amazon.cOm, Inc. And Its Affiliates Fort Worth TX 06/2020 12/2020
Acts Aviation Security Dallas TX 02/2020 09/2020
Target Corporation Fort Worth TX 06/2020 06/2020
Raising Cane's Arlington TX 10/2018 03/2019
Red Lobster Burleson TX 03/2018 06/2018
Walmart El Paso TX 05/2020 07/2020
Principal Securities, Inc. Edgecliff Village TX 09/2025 Present
Principal Life Insurance Company Edgecliff Village TX 09/2025 Present
  • 12/2012 → 05/2018
    Crowley High School
    Crowley, TX
  • 03/2019 → 02/2020
    Walmart
    El Paso, TX
  • 02/2019 → 12/2020
    Amazon
    Austin, TX
  • 09/2020 → 07/2021
    Frito Lay
    Fort Worth, TX
  • 06/2021 → 01/2023
    Bank Of America
    Wichita, KS
  • 02/2023 → 08/2023
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 08/2024 → 05/2025
    Fort Worth, TX
  • 05/2018 → Present
    Tarrant County College
    Fort Worth, TX
  • 11/2023 → 07/2024
    Fidelity Investments
    Westlake, TX
  • 10/2022 → 11/2022
    Allied Universal Security Services
    Fort Worth, TX
  • 07/2021 → 09/2021
    Dillards, Inc.
    Fort Worth, TX
  • 10/2020 → 06/2021
    Pepsico
    Carrolton, TX
  • 06/2020 → 12/2020
    Amazon.cOm, Inc. And Its Affiliates
    Fort Worth, TX
  • 02/2020 → 09/2020
    Acts Aviation Security
    Dallas, TX
  • 06/2020 → 06/2020
    Target Corporation
    Fort Worth, TX
  • 10/2018 → 03/2019
    Raising Cane's
    Arlington, TX
  • 03/2018 → 06/2018
    Red Lobster
    Burleson, TX
  • 05/2020 → 07/2020
    Walmart
    El Paso, TX
  • 09/2025 → Present
    Edgecliff Village, TX
  • 09/2025 → Present
    Principal Life Insurance Company
    Edgecliff Village, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
  • S66 Uniform Combined State Law Examination
    2024-11-22

View on SEC IAPD

More in Edgecliff Village, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor